Amex Fines Newport Broker: David Naulin, a...
- Share via
Amex Fines Newport Broker: David Naulin, a former stockbroker for E.F. Hutton and Drexel Burnham Lambert in Newport Beach, has been fined $5,000 by the American Stock Exchange for trading in customers’ accounts without their approval.
Naulin did not respond to the Amex’s charges. He could not be reached for comment.
More to Read
Sign up for Essential California
The most important California stories and recommendations in your inbox every morning.
You may occasionally receive promotional content from the Los Angeles Times.